Investor Rights – Right To<\/span><\/strong><\/span><\/p>\n

<\/strong><\/p>\n

<\/p>\n

\n
• Get Unique Client Code
  \n(UCC) allotted<\/li>\n
• Get a copy of KYC and other
  \ndocuments executed<\/li>\n
• Get trades executed in only
  \nhis\/her UCC<\/li>\n
• Place order on meeting the
  \nnorms agreed to with the Member<\/li>\n
• Get best price<\/li>\n
• Contract note for trades
  \nexecuted<\/li>\n
• Details of charges levied<\/li>\n
• Receive funds and
  \nsecurities on time<\/li>\n
• Receive statement of
  \naccounts from trading member<\/li>\n
• Ask for settlement of
  \naccounts<\/li>\n<\/ul>\n

  <\/p>\n

  Investor Obligations – Under Obligation To<\/strong><\/p>\n

  <\/p>\n

  \n
  • Execute Know Your Client
    \n(KYC) documents and provide supporting documents<\/li>\n
  • Understand the voluntary
    \nconditions being agreed with the member<\/li>\n
  • Understand the rights given
    \nto the Members<\/li>\n
  • Read Risk Disclosure
    \nDocument<\/li>\n
  • Understand the product and
    \noperational framework and deadlines<\/li>\n
  • Pay margins<\/li>\n
  • Pay funds and securities
    \nfor settlement on time<\/li>\n
  • Verify details of trades<\/li>\n
  • Verify bank account and DP
    \naccount for funds and securities movement<\/li>\n
  • Review contract notes and
    \nstatement of account<\/li>\n<\/ul>\n

    <\/p>\n

    Rights to Remedies<\/strong><\/p>\n

    <\/p>\n

    \n
    • Take up a complaint against
      \nmember with the Exchange<\/li>\n
    • Take up a complaint against
      \nlisted company<\/li>\n
    • File arbitration against
      \nmember if there is dispute<\/li>\n
    • Challenge the arbitration
      \naward before court of law<\/li>\n<\/ul>\n

      <\/p>\n

      Obligation Towards Remedies<\/strong><\/p>\n

      <\/p>\n

      \n
      • Take up complaint within
        \nreasonable time<\/li>\n
      • Complaint to be supported
        \nby appropriate documents<\/li>\n
      • When additional information
        \nis called for provide the same<\/li>\n
      • To participate in
        \nresolution meetings<\/li>\n<\/ul>\n
        Source: NSEINDIA<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

        Investor Rights – Right To Get Unique Client Code (UCC) allotted Get a copy of KYC and other documents executed Get trades executed in only his\/her UCC Place order on meeting the norms agreed to with the Member Get best price Contract note for trades executed Details of charges levied Receive funds and securities on … Read more<\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_uag_custom_page_level_css":"","_mi_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"footnotes":""},"categories":[14],"tags":[215,213],"class_list":["post-1579","post","type-post","status-publish","format-standard","hentry","category-investment","tag-investor","tag-sebi"],"yoast_head":"\n