sebi

SEBI’s clarification regarding applicability of Ind AS to disclosures in offer documents

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CIRCULAR SEBI/HO/CFD/DIL/CIR/P/2016/47                                                                             March 31, 2016 To, All Recognized Stock Exchanges All Registered Merchant Bankers Dear Sir/Madam, Sub: Clarification regarding applicability of Indian Accounting Standards to  disclosures in offer documents under SEBI (ICDR) Regulations, 2009  1. SEBI (ICDR) Regulations, 2009 require disclosure of financial information for each of the five financial years immediately preceding the … Read more

SEBI strengthened the mechanism of index based market-wide circuit breaker

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CIRCULAR  CIR/MRD/DP/02/2015                                                                         January 12, 2015   All Stock Exchanges.   Subject: Index based market-wide circuit breaker mechanism 2001 and CIR/MRD/DP/25/2013 dated September 03, 2013 advising stock exchanges to implement an index based market wide circuit breaker system to bring about a coordinated trading halt in all equity and equity derivative markets nationwide on 10%, 15% … Read more

RBI liberalize certain regulations of Overseas Direct Investments by Indian Party

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RBI/2014-15/371A.P. (DIR Series) Circular No.54 December 29, 2014 To All Category – I Authorised Dealer Banks Madam / Sir, Overseas Direct Investments by Indian Party – Rationalization / Liberalization Attention of the Authorised Dealer (AD – Category I) bank is invited to Regulation 18 and 18A of Notification No. FEMA.120/RB-2004 dated July 7, 2004 [Foreign Exchange Management … Read more

Wasankar Wealth Management Limited ceased from undertaking the portfolio management activities – SEBI order

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Shri Rajeev Kumar Agarwal, Whole Time Member, SEBI, passed confirmatory order on  December 10, 2014 in the matter of Wasankar Wealth Management Limited, Mr. Prashant Wasankar having Trade name – Wasankar Investments,   Mr. Vinay Wasankar, Ms. Mithila Wasankar, Mr. Abhijeet Chaudhari and Ms. Bhagyashree Wasankar and confirmed the following directions issued vide order dated August 27, 2014. … Read more

KEN Infratech Limited and its directors are prohibited from buying, selling or otherwise dealing in securities market for a period of four years – SEBI order

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Shri Prashant Saran, Whole Time Member, SEBI, has passed an order on December 17, 2014 in the matter of M/s. KEN Infratech Limited and its directors. The registered office of the company is located at No.3413, Mahendra Park, Rani Bagh, New Delhi. The order directed the company and its directors viz., Mr. Sukhwinder Singh, Mr. … Read more

M/s Yash Dream Real Estate Limited and its Promoters and Directors are restrained from mobilizing funds through issuance of any kind of security to the public – SEBI order

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Order in the matter of M/s Yash Dream Real Estate Limited, its Promoters and Directors Mr. Prashant Saran, Whole Time Member, SEBI has passed an interim order on December 16, 2014 in the matter of M/s Yash Dream Real Estate Limited, having its registered office at Block-1, Plot No.3, Priyadharshani Parisar (West), Bhilai – 490 … Read more

Investor’s Rights and Obligations from broker

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Investor Rights – Right To Get Unique Client Code (UCC) allotted Get a copy of KYC and other documents executed Get trades executed in only his/her UCC Place order on meeting the norms agreed to with the Member Get best price Contract note for trades executed Details of charges levied Receive funds and securities on … Read more

Investor grievances through SEBI Complaints Redress System (SCORES) platform – SEBI Circular

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  To   All Intermediaries registered with SEBI (Through the Stock Exchanges for Stock   Funds and Asset Management Companies)   All Depositories   Dear Sir/Madam, Subject : Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform         i.        Circular no.CIR/OIAE/2/2011 dated June 3, 2011  ii.        Circular no.CIR/OIAE/1/2012 dated August … Read more